Broadridge

Helping you make amazing decisions for your business

193 Marsh Wall, London, E14 9SG

Financial Services Healthcare Telecommunications Energy & Utilities Risk & Compliance

Broadridge helps clients get ahead of today’s challenges to capitalize on what’s next with communications, technology, data and analytics solutions that help transform their businesses

Glass Door
Team Size 500+
Growth
7%
3-Year CAGR, 2017-2020
Established 1962

Broadridge helps clients get ahead of today’s challenges to capitalize on what’s next with communications, technology, data and analytics solutions that help transform their businesses

Based on five decades of experience focusing on these types of challenges, we have seen that operational excellence is a critical contributor to delivering real business value and growth. By applying this principle every day, we’ve earned the confidence of many of the world’s leading global institutions. Our mission is to deliver real business value through leading technology-driven solutions that set the standard for the financial services industry and beyond.

Our combination of people, technology and insights makes us an industry leader and the preferred partner for financial institutions and corporate issuers worldwide. Because of our unique vantage point, working with institutions and regulators across the financial services landscape, the industry increasingly looks to Broadridge to identify key industry trends, best practices and insights. We offer a complete range of execution, clearing and custody services as well as technology and operations outsourcing solutions for both retail and institutional firms.

Leveraging the latest technologies, Broadridge offers comprehensive investor communications, document management and proxy processing services to companies around the globe each day. Our services help clients streamline their business processing and reduce costs. We help drive business transformation for our clients with solutions for enriching client engagement, navigating risk, optimizing efficiency and generating revenue growth.

Careers

As a global Fintech leader, we remain focused on keeping our associates healthy while ensuring our ability to serve clients. At Broadridge, we are driven by the success of each of our 10,000+ associates. We are committed to building a diverse team at all levels, and we look for candidates who are innovative, client-focused, and excited to move forward. That’s why we’ve created a culture where the highest goal is to empower others to achieve more. Broadridge associates thrive on helping clients get ahead of today’s challenges to capitalize on what’s next.

Our most valued recognition comes from our customers and our own associates. We are proud to consistently be voted a great place to work. Our associates form the foundation of the Service Profit Chain growth model. Being a place where talented people want to work and thrive is what allows us to deliver award-winning services to our customers and ultimately create value for our stockholders.

Founders & Leaders

Tim Gokey Photo

Tim Gokey

CEO, Management

Tim is the Chief Executive Officer of Broadridge, having been appointed to this role in January 2019. He was elected to the Broadridge Board of Directors in 2019. Tim served as President of Broadridge from 2017 to 2020, when Mr. Perry was appointed the Company’s President by the Board, and served as Chief Operating Officer from 2012 to 2019. He joined Broadridge in 2010 as Chief Corporate Development Officer and was responsible for the company’s growth initiatives. Prior to joining, Tim was President of the Retail Tax business at H&R Block. Earlier, he spent 13 years at McKinsey and Company. Tim also serves on the Board of C.H. Robinson Worldwide, Inc. Tim is a member of the board of directors of the Partnership for New York City.

Chris Perry Photo

Chris Perry

President

Chris was appointed President of Broadridge in March 2020. Previously, he served as our Corporate Senior Vice President, Global Sales, Marketing and Client Solutions from 2014 to 2020. Chris leads Broadridge's top clients and partners, overseeing Broadridge International, and coordinating Broadridge's overall growth strategy. He joined Broadridge in 2014 after more than 25 years in banking, brokerage and financial information services. Most recently, he was Global Managing Director of Risk for the Financial & Risk division of Thomson Reuters. Over the previous 14 years, Chris held numerous roles at Thomson Reuters and its predecessor, Thomson Financial. Chris currently serves on the Board of the Financial Services Institute.

Michael Alexander Photo

Michael Alexander

President, Wealth Management and Global BPO

Mike is President of Wealth Management and Global BPO at Broadridge, with leadership responsibility for the Broadridge Wealth Platform; the next-generation industry-level open platform that uniquely address Wealth Management firms’ need to transform their technology and business models. Prior to joining Broadridge, he was Senior Vice President of Operations at Charles Schwab. Mike received his Bachelor of Science Degree in Finance from Hofstra University.

Arun K. Sarwal Photo

Arun K. Sarwal

CEO - Fund Comunication Solutions

On the acquisition of FundsLibrary, Arun was appointed to CEO to lead the Fund Communication Solutions combining businesses in the UK and Ireland. FCS establishes the most comprehensive digital platform, supporting the life cycle of fund data, documents and regulatory reporting for the global investment industry. The division is the cornerstone of the Group’s strategy to grow in the asset management industry through organic and acquisitive growth.

Mike West Photo

Mike West

Vice President, Head of EMEA Regional Marketing

Mike heads Broadridge’s regional marketing for EMEA – Europe, Middle East and Africa – helping firms transform and unlock business value through our leading solutions and managed services including: multi-asset post-trade processing, proxy voting and corporate governance intelligence and operational control. He is highly experienced, international marketingwith a proven track-record for strategic marketing leadership, client-centric growth programmes and best-practice governance. In a rapidly changing – and challenging – business environment, Mike is firmly committed to delivering thought leadership insights and value propositions that help clients mitigate risk and respond to the velocity of regulatory change.

Anthony Brockley Photo

Anthony Brockley

Managing Director, Head of Sales - EMEA

Anthony is the Managing Director, Head of Sales - EMEA (Major Accounts). He leads a team of experienced sales executives focused on the largest financial institutions in EMEA. He is responsible for delivering record sales growth in International markets which is a key pillar of the Broadridge corporate strategy for the next 5 years. Prior to this, Anthony was the Managing Director, Sales - EMEA. He was responsible for new business sales and coordinating significant global relationships that cross multiple lines of business. His activity resulted in one of those Tier 1 Investment Banks outsourcing their Global Post-Trade Securities Operation onto Broadridge Operations & Technology across Europe, the Americas, and Asia.

Broadridge ABCDs of Innovation
Michael's Tae discusses the ABCD's of Innovation at Broadridge.

Values

  • Honesty & Integrity
  • Reliability
  • Trust
  • Respect
  • Managers: Leaders in Broadridge Values

Awards

  • World’s Most Admired Companies, Financial Data Services, FORTUNE® Magazine World’s Most Admired Companies, 2015–2020
  • Best RegTech Solution, FTF News Technology Innovation Awards, 2020
  • Best Risk Management Solution Best Research and Data Vendor, Fund Intelligence Services and Operations Awards, 2019
  • Managed Support Services Provider of the Year, Risk.net Risk Technology Awards, 2019
  • BISA Diversity & Inclusion Award, Bank Insurance & Securities Association, 2019
  • Best Workplaces™ in Financial Services and Insurance, Great Place to Work® Institute, 2019
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